Important Disclosure Information
Dumont & Blake Investment Advisors, LLC
(“Dumont & Blake”) is an SEC-registered investment adviser located in New
Jersey. Dumont & Blake and its representatives are in compliance with the
current filing requirements imposed upon registered investment advisers by those
states in which Dumont & Blake maintains clients. Dumont & Blake may only
transact business in those states in which it is registered, or qualifies for an
exemption or exclusion from registration requirements. Dumont & Blake’s web site
is limited to the dissemination of general information pertaining to its
advisory services, together with access to additional investment-related
information publications, and links. Accordingly, the publication of Dumont &
Blake’s web site on the Internet should not be construed by any consumer and/or
prospective client as Dumont & Blake’s solicitation to effect, or attempt to
effect transactions in securities, or the rendering of personalized investment
advice for compensation, over the Internet. Any subsequent, direct communication
by Dumont & Blake with a prospective client shall be conducted by a
representative that is either registered or qualifies for an exemption or
exclusion from registration in the state where the prospective client resides.
For information pertaining to the registration status of Dumont & Blake, please
contact the state securities law administrators for those states in which Dumont
& Blake maintains a registration filing. A copy of Dumont & Blake’s current
written disclosure statement discussing Dumont & Blake’s business operations,
services, and fees is available from Dumont & Blake upon written request. Dumont
& Blake does not make any representations or warranties as to the accuracy,
timeliness, suitability, completeness, or relevance of any information prepared
by any unaffiliated third party, whether linked to Dumont & Blake’s web site or
incorporated herein, and takes no responsibility therefore. All such information
is provided solely for convenience purposes only and all users thereof should be
guided accordingly.
Past performance may not be indicative of future results. Therefore, no current
or prospective client should assume that future performance of any specific
investment, investment strategy (including the investments and/or investment
strategies recommended or undertaken by Dumont & Blake) or product made
reference to directly or indirectly by Dumont & Blake in its web site, or
indirectly via a link to an unaffiliated third party web site, will be
profitable or equal the corresponding indicated performance level(s). Different
types of investments involve varying degrees of risk, and there can be no
assurance that any specific investment will either be suitable or profitable for
a client or prospective client’s investment portfolio. Historical performance
results for investment indices and/or categories generally do not reflect the
deduction of transaction and/or custodial charges, the deduction of an
investment management fee, nor the impact of taxes, the incurrence of which
would have the effect of decreasing historical performance results.
Certain portions of Dumont & Blake’s web site (i.e. newsletters, articles,
commentaries, etc.) may contain a discussion of, and/or provide access to,
Dumont & Blake’s (and those of other investment and non-investment
professionals) positions and/or recommendations as of a specific prior date. Due
to various factors, including changing market conditions, such discussion may no
longer be reflective of current position(s) and/or recommendation(s). Moreover,
no client or prospective client should assume that any such discussion serves as
the receipt of, or a substitute for, personalized advice from Dumont & Blake, or
from any other investment professional. Dumont & Blake is neither an attorney
nor accountant, and no portion of the web site content should be interpreted as
legal, accounting or tax advice.
To the extent that any client or prospective client utilizes any economic
calculator or similar device contained within or linked to Dumont & Blake’s web
site, the client and/or prospective client acknowledges and understands that the
information resulting from the use of any such calculator/device, is not, and
should not be construed, in any manner whatsoever, as the receipt of, or a
substitute for, personalized individual advice from Dumont & Blake, or from any
other investment professional.
Each client and prospective client agrees, as a condition precedent to
his/her/its access to Dumont & Blake’s web site, to release and hold harmless
Dumont & Blake, its officers, directors, owners, employees and agents from any
and all adverse consequences resulting from any of his/her/its actions and/or
omissions which are independent of his/her/its receipt of personalized
individual advice from Dumont & Blake.
